Morgan Stanley Must Pay Millions For Withholding E-Mails
Article by Elena Malykhina posted on Information Week, September 28, 2007: The Financial Industry Regulatory Authority this week said Morgan Stanley has to pay $12.5 million in fines to resolve charges that it mishandled e-mail.
The Financial Industry Regulatory Authority this week said Morgan Stanley has to pay $12.5 million in fines to resolve charges for mishandling e-mail dated before the Sept. 11, 2001, terrorist attacks.
Morgan Stanley on numerous occasions failed to provide e-mails requested by claimants in arbitration proceedings and regulators, FINRA said….
Print This Post
Share This






